Investor Charter- Stock Broker
Investor Charter- Depository
Investor Complaints
Trend of annual disposal of complaints
Sl No | Year | Carried Forward | Received | Resolved | Pending |
|---|---|---|---|---|---|
3 | Aug 2024 | 0 | 0 | 0 | 0 |
2 | Jul 2024 | 0 | 0 | 0 | 0 |
1 | Jun 2024 | 0 | 0 | 0 | 0 |
WMG Broking Pvt Ltd- Member of NSE
SEBI Registration No. INZ000314336
NSDL DP ID : IN304692
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Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances
Smart Online Dispute Resolution | Grievances Redressal Mechanism (Grievance Redressal Policy to be linked)
Investments in securities market are subject to market risks; read all the related documents carefully before investing.
Attention investors:
1) Stock brokers can accept securities as margins from clients only by way of pledge in the depository system w.e.f September 01, 2020.
2) Update your e-mail and phone number with your stock broker / depository participant and receive OTP directly from depository on your e-mail and/or mobile number to create pledge.
3) Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.
Dear Investor, if you are subscribing to an IPO, there is no need to issue a cheque. Please write the Bank account number and sign the IPO application form to authorize your bank to make payment in case of allotment. In case of non allotment the funds will remain in your bank account. As a business we don't give stock tips, and have not authorized anyone to trade on behalf of others.